Washington DC Compliance

Round Table

Events

Web Event: SEC Enforcement Cyber Security issues

Melissa R. Hodgman

Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

20 october 2022
04:30 pm est

Please join us for an interactive conversation about Cyber Security issues relevant to CCOs and other legal and compliance professionals with Melissa R. Hodgman, Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission. Our presentation will include a discussion about the SEC Enforcement efforts in Cyberspace.

Melissa Hodgman.jpg
 

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

 

  • To educate compliance professionals in the financial and securities industries; and

  • To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

 
 

Sponsors

 
 

Past Events

9/15/2022

Webinar: Overview of Proposed SEC Cybersecurity Rules for Investment Advisers, Registered Investment Companies, and Business Development Companies

Speaker:

Laura Grossman

Associate General Counsel of the Investment Adviser Association (IAA)

Maria Chambers

CCO and VP, Klingenstein Fields Advisors

Marina Baranovsky

Managing Partner, Scitus Consulting LLC & Board President, WDCCRT

7/14/2022

Webinar: 2022 SEC Private Funds Proposal: Key Considerations

Speaker:

Kim Versace

Chief Compliance Officer of Cartica Capital Management LLC

5/26/2022

Web Event: ESG Regulation Overview

Speaker:

Elizabeth King

President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange

3/24/2022

Web Event: Form PF and its Evolution

Speaker:

Tim Husson

Associate Director of the Analytics Office, SEC

1/27/2022

Web Event: NFA Speaker

Speaker:

Jennifer Sunu

Director of Compliance, NFA

Contact

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