Washington DC Compliance
Web Event: SEC Speaker
Daniel J. Goldberg
Branch Chief for the Division of Enforcement’s
Bank Secrecy Act (BSA) Review Group
21 october 2021
04:30 pm est
Join us for a virtual meeting with Daniel J. Goldberg, Branch Chief for the SEC’s Division of Enforcement’s Bank Secrecy Act (BSA) Review Group.
Daniel will provide an overview of recent AML regulatory developments including an overview of the SEC’s Bank Secrecy Act Group, which focuses on Suspicious Activity Report (SAR) review and analysis, BSA confidentiality requirements, and other anti-money laundering policy issues.
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form
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