Washington DC Compliance
Round Table
Events
Webinar: Overview of Proposed SEC Cybersecurity Rules for Investment Advisers, Registered Investment Companies, and Business Development Companies
Laura Grossman
Associate General Counsel of the Investment Adviser Association (IAA)
Maria Chambers
CCO and VP, Klingenstein Fields Advisors
Marina Baranovsky
Managing Partner, Scitus Consulting LLC
Board President, WDCCRT
15 september 2022
02:00 pm est
This Webinar is focused on the overview of proposed SEC Cybersecurity Rules for Investment Advisers, Registered Investment Companies, and Business Development Companies. Our panelists Laura Grossman, the Associate General Counsel of the Investment Adviser Association (IAA), Maria Chambers CCO and VP, Klingenstein Fields Advisors and Marina Baranovsky, Managing Partner at Scitus Consulting and Board President, WDCCRT, will discuss the SEC proposal, share hands-on experience of cyber developments and compliance practices, and highlight industry’s concerns and considerations.
After registering, you will receive a confirmation email containing information about joining the webinar.
About WDCCRT
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
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To educate compliance professionals in the financial and securities industries; and
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To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form
WDCCRT Board
Board Director Global CCO, EJF Capital LLC
Sponsors
Past Events
7/14/2022
Webinar: 2022 SEC Private Funds Proposal: Key Considerations
Speaker:
Kim Versace
Chief Compliance Officer of Cartica Capital Management LLC
5/26/2022
Web Event: ESG Regulation Overview
Speaker:
Elizabeth King
President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange
3/24/2022
Web Event: Form PF and its Evolution
Speaker:
Tim Husson
Associate Director of the Analytics Office, SEC
1/27/2022
Web Event: NFA Speaker
Speaker:
Jennifer Sunu
Director of Compliance, NFA
12/2/2021
Webinar: Top 12 questions on the New SEC Marketing Rule
Speaker:
Christine Ayako Schleppegrell
Senior Counsel, Private Funds Branch, SEC