Washington DC Compliance
Join us for a virtual meeting with
Christine Ayako Schleppegrell,
Senior Counsel in the SEC's Private Funds Branch
14 January 2021
04:30 pm est
Christine will discuss noteworthy 2020 rulemakings and SEC initiatives impacting investment advisers and private funds.
Christine Ayako Schleppegrell serves as Senior Counsel in the Private Funds Branch at the U.S. Securities and Exchange Commission where she counsels OCIE and Enforcement and advises on policy matters. Previously, she worked in private practice for several years including at Dechert LLP in Washington, DC where she represented advisers to various investment vehicles (including private funds, foreign funds, BDCs, registered investment companies, and CLOs) as well as separately managed accounts. Prior to her time at Dechert LLP, she was an associate in the financial services group of Schiff Hardin LLP in Washington, DC and San Francisco, California. While in private practice Christine focused on interpretive and compliance issues under the federal securities laws, including the Advisers Act, Company Act, Securities Act, and Exchange Act. She earned her law degree from the University of Washington School of Law and completed her undergraduate studies at Vassar College and Oxford University.
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form