Washington DC Compliance

Round Table

Events

Web Event: ESG Regulation Overview

Elizabeth King

President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange

26 May 2022
04:30 pm est

Please join us for a rare opportunity to participate in the interactive discussion with Elizabeth King, President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange. We will be focusing on the current ESG regulation, as well as available industry tools, designed to help companies to stay best in class.

 

 

Elizabeth King is President, ESG, ICE’s product initiative around sustainable investing. In this role, she
also oversees the NYSE’s Board Advisory Council, which works with the CEOs of NYSE-listed firms to
identify diverse candidates for boards of directors of venture-funded and newly public companies.
As ICE’s Chief Regulatory Officer, King oversees the company’s global regulatory and government affairs
initiatives.
Prior to 2022, King was General Counsel and Corporate Secretary of NYSE Group and, prior to joining ICE
in March 2014, Deputy General Counsel and Global Head of Regulatory Affairs at securities trading firm
KCG Holdings, Inc. Before joining KCG, she was Associate Director, Division of Trading and Markets at
the U.S. Securities and Exchange Commission, where she was responsible for the SEC’s regulatory
program for oversight of the securities markets.
King holds a J.D. from the University of Pennsylvania, and an A.B. from Duke University.

WDCCRT Members can RSVP at contact@wdccrt.org by COB 05/24/22 to receive log-in information.

                         

Elizabeth King
 

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

 

  • To educate compliance professionals in the financial and securities industries; and

  • To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

 
 

Sponsors

 
 

Past Events

3/24/2022

Web Event: Form PF and its Evolution

Speaker:

Tim Husson

Associate Director of the Analytics Office, SEC

1/27/2022

Web Event: NFA Speaker

Speaker:

Jennifer Sunu

Director of Compliance, NFA

12/2/2021

Webinar: Top 12 questions on the New SEC Marketing Rule

Speaker:

Christine Ayako Schleppegrell

Senior Counsel, Private Funds Branch, SEC

10/21/2021

Webinar: SEC Speaker

Speaker:

Daniel J. Goldberg

Branch Chief for the Division of Enforcement’s

Bank Secrecy Act (BSA) Review Group

09/30/2021

Webinar: SEC and FINRA Enforcement Update 2021

Speakers:

Deborah R. Meshulam
Partner, DLA Piper         

Kevin Spence
Director of Compliance, TIAA

Contact

Thank you! Message sent.