
Washington DC Compliance
Round Table
Events
Webinar: 2022 SEC Private Funds Proposal: Key Considerations
Kim Versace
Chief Compliance Officer of Cartica Capital Management LLC
14 july 2022
03:00 pm est
Please join us for the webinar "2022 SEC Private Funds Proposal: Key Considerations".
Kim Versace will lead the discussion of the SEC’s proposed Private Funds Rule, which reflects a significant, conceptual shift in the SEC’s approach to regulating private funds. We will discuss key provisions under the proposal and their potential implications for private fund managers. We hope to have a lively dialogue, so please bring your questions and concerns
Kim Versace is the Chief Compliance Officer of Cartica Capital Management, LLC, an emerging markets-focused investment adviser in Washington, D.C. As Chief Compliance Officer for an SEC-registered private fund adviser, she is responsible for all aspects of the firm’s compliance program. Before moving in-house, Kim served as lead consultant to a wide range of investment adviser clients for a leading regulatory consulting firm. Prior to that, she spent much of her career practicing law in the securities regulation practice of a boutique law firm, with a focus on investment adviser regulation and compliance for private equity and hedge fund managers.
After registering, you will receive a confirmation email containing information about joining the webinar.

About WDCCRT
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
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To educate compliance professionals in the financial and securities industries; and
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To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form
WDCCRT Board
Board Director Global CCO, EJF Capital LLC
Sponsors
Past Events
5/26/2022
Web Event: ESG Regulation Overview
Speaker:
Elizabeth King
President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange
3/24/2022
Web Event: Form PF and its Evolution
Speaker:
Tim Husson
Associate Director of the Analytics Office, SEC
1/27/2022
Web Event: NFA Speaker
Speaker:
Jennifer Sunu
Director of Compliance, NFA
12/2/2021
Webinar: Top 12 questions on the New SEC Marketing Rule
Speaker:
Christine Ayako Schleppegrell
Senior Counsel, Private Funds Branch, SEC
10/21/2021
Webinar: SEC Speaker
Speaker:
Daniel J. Goldberg
Branch Chief for the Division of Enforcement’s
Bank Secrecy Act (BSA) Review Group