Washington DC Compliance

Round Table

Events

Webinar: 2022 SEC Private Funds Proposal: Key Considerations

Kim Versace

Chief Compliance Officer of Cartica Capital Management LLC

14 july 2022
03:00 pm est

 

 

 

 

 

 

 

Please join us for the webinar "2022 SEC Private Funds Proposal: Key Considerations". 
Kim Versace will lead the discussion of the SEC’s proposed Private Funds Rule, which reflects a significant, conceptual shift in the SEC’s approach to regulating private funds. We will discuss key provisions under the proposal and their potential implications for private fund managers. We hope to have a lively dialogue, so please bring your questions and concerns

Kim Versace is the Chief Compliance Officer of Cartica Capital Management, LLC, an emerging markets-focused investment adviser in Washington, D.C.  As Chief Compliance Officer for an SEC-registered private fund adviser, she is responsible for all aspects of the firm’s compliance program. Before moving in-house, Kim served as lead consultant to a wide range of investment adviser clients for a leading regulatory consulting firm. Prior to that, she spent much of her career practicing law in the securities regulation practice of a boutique law firm, with a focus on investment adviser regulation and compliance for private equity and hedge fund managers.

After registering, you will receive a confirmation email containing information about joining the webinar.

                         

 

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

 

  • To educate compliance professionals in the financial and securities industries; and

  • To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

 
 

Sponsors

 
 

Past Events

5/26/2022

Web Event: ESG Regulation Overview

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Elizabeth King

President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange

3/24/2022

Web Event: Form PF and its Evolution

Speaker:

Tim Husson

Associate Director of the Analytics Office, SEC

1/27/2022

Web Event: NFA Speaker

Speaker:

Jennifer Sunu

Director of Compliance, NFA

12/2/2021

Webinar: Top 12 questions on the New SEC Marketing Rule

Speaker:

Christine Ayako Schleppegrell

Senior Counsel, Private Funds Branch, SEC

10/21/2021

Webinar: SEC Speaker

Speaker:

Daniel J. Goldberg

Branch Chief for the Division of Enforcement’s

Bank Secrecy Act (BSA) Review Group

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