Washington DC Compliance
Join us for a virtual meeting with
Acting Director of the Market Participants Division &
Deputy Director for Registration and Compliance, CFTC
Adam S. Aderton
Co-Chief of the SEC Enforcement Division’s Asset Management Unit
27 May 2021
04:30 pm est
Join us for a virtual panel discussion with SEC and CFTC representatives for perspectives on ESG areas of focus for financial services companies.
This event is open to government employees free of charge. Please email email@example.com to register.
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form