Washington DC Compliance

Round Table

Events

Webinar: Overview of Proposed SEC Cybersecurity Rules for Investment Advisers, Registered Investment Companies, and Business Development Companies

Laura Grossman

Associate General Counsel of the Investment Adviser Association (IAA)

Maria Chambers

CCO and VP, Klingenstein Fields Advisors

Marina Baranovsky

Managing Partner, Scitus Consulting LLC

Board President, WDCCRT

15 september 2022
02:00 pm est

This Webinar is focused on the overview of proposed SEC Cybersecurity Rules for Investment Advisers, Registered Investment Companies, and Business Development Companies. Our panelists Laura Grossman, the Associate General Counsel of the Investment Adviser Association (IAA), Maria Chambers CCO and VP, Klingenstein Fields Advisors and Marina Baranovsky, Managing Partner at Scitus Consulting and Board President, WDCCRT, will discuss the SEC proposal, share hands-on experience of cyber developments and compliance practices, and highlight industry’s concerns and considerations.

After registering, you will receive a confirmation email containing information about joining the webinar.

                         

 

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

 

  • To educate compliance professionals in the financial and securities industries; and

  • To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

 
 

Sponsors

 
 

Past Events

7/14/2022

Webinar: 2022 SEC Private Funds Proposal: Key Considerations

Speaker:

Kim Versace

Chief Compliance Officer of Cartica Capital Management LLC

5/26/2022

Web Event: ESG Regulation Overview

Speaker:

Elizabeth King

President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange

3/24/2022

Web Event: Form PF and its Evolution

Speaker:

Tim Husson

Associate Director of the Analytics Office, SEC

1/27/2022

Web Event: NFA Speaker

Speaker:

Jennifer Sunu

Director of Compliance, NFA

12/2/2021

Webinar: Top 12 questions on the New SEC Marketing Rule

Speaker:

Christine Ayako Schleppegrell

Senior Counsel, Private Funds Branch, SEC

Contact

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