Washington DC Compliance
Web Event: ESG Regulation Overview
President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange
26 May 2022
04:30 pm est
Please join us for a rare opportunity to participate in the interactive discussion with Elizabeth King, President, ICE ESG & Chief Regulatory Officer, Intercontinental Exchange. We will be focusing on the current ESG regulation, as well as available industry tools, designed to help companies to stay best in class.
Elizabeth King is President, ESG, ICE’s product initiative around sustainable investing. In this role, she
also oversees the NYSE’s Board Advisory Council, which works with the CEOs of NYSE-listed firms to
identify diverse candidates for boards of directors of venture-funded and newly public companies.
As ICE’s Chief Regulatory Officer, King oversees the company’s global regulatory and government affairs
Prior to 2022, King was General Counsel and Corporate Secretary of NYSE Group and, prior to joining ICE
in March 2014, Deputy General Counsel and Global Head of Regulatory Affairs at securities trading firm
KCG Holdings, Inc. Before joining KCG, she was Associate Director, Division of Trading and Markets at
the U.S. Securities and Exchange Commission, where she was responsible for the SEC’s regulatory
program for oversight of the securities markets.
King holds a J.D. from the University of Pennsylvania, and an A.B. from Duke University.
WDCCRT Members can RSVP at email@example.com by COB 05/24/22 to receive log-in information.
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form
Board Director Global CCO, EJF Capital LLC
Web Event: Form PF and its Evolution
Associate Director of the Analytics Office, SEC
Web Event: NFA Speaker
Director of Compliance, NFA
Webinar: Top 12 questions on the New SEC Marketing Rule
Christine Ayako Schleppegrell
Senior Counsel, Private Funds Branch, SEC
Webinar: SEC Speaker
Daniel J. Goldberg
Branch Chief for the Division of Enforcement’s
Bank Secrecy Act (BSA) Review Group
Webinar: SEC and FINRA Enforcement Update 2021
Deborah R. Meshulam
Partner, DLA Piper
Director of Compliance, TIAA