Washington DC Compliance
Join us for a rare NFA panel of speakers:
Dan Driscoll, Special Policy Advisor at National Futures Association
Regina Thoele, Senior Vice President, Compliance, National Futures Association
Christine Roche, Director, Compliance Department, National Futures Association
17 September 2020
Our discussion will focus on the best industry practices during COVID, new regulatory developments including succession planning, intra-agency regulatory initiatives as well as most recent industry trends and ways to strengthen your legal and compliance programs.
The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:
To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.
The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.
For membership information please use Contact form