Washington DC Compliance Round Table

Washington DC Compliance

Round Table

Events

Web Event: North American Securities Administrators Association

Vince Martinez

General Counsel of the North American Securities Administrators Association (NASAA)

9 November 2023

04:30 pm est

Join us for a virtual meeting with Vince Martinez.

Vince Martinez is the General Counsel of the North American Securities Administrators Association (NASAA). NASAA is the oldest international organization devoted to investor protection, and its membership consists of the securities administrators in the 50 states, the District of Columbia, Canada, Mexico, Puerto Rico, the U.S. Virgin Islands and Guam.

This event will focus on cooperation between state regulators and the SEC and trends and developments in state regulatory oversight.

WDCCRT Members can RSVP at contact@wdccrt.org by COB 11/6/23 to receive log-in information.

WDCCRT has grown significantly and in order to make the group beneficial to all members, it is vital we have members that help us maintain a diverse, balanced skill set. Non-member in-house CCOs, CFOs, GCs and COOs interested in becoming members are invited to RSVP to hear about a special membership offer after the event.

Events

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

To educate compliance professionals in the financial and securities industries; and
To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

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