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Washington DC Compliance

Round Table

Events

SEC Speaker Web Event:
ARTIFICIAL INTELLIGENCE (AI)
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Laura D’Allaird

Chief of the Cyber and Emerging Technologies Unit, Division of Enforcement, SEC

TBD
04:30 pm est

Join us for a virtual discussion on Artificial Intelligence and its risks, benefits and costs for the financial services industry. We will talk about potential fraud and risk management aspects of AI.

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WDCCRT Members can RSVP at contact@wdccrt.org by TBD to receive log-in information.

Events

About WDCCRT

The Washington DC Compliance Round Table is a trade association organized primarily for the purposes of promoting the following common business interests:

 

  • To educate compliance professionals in the financial and securities industries; and

  • To facilitate networking opportunities for compliance professionals in the financial and securities industries.

The Washington DC Compliance Round Table is a nonprofit organization under Section 501(c)(6) of the Internal Revenue Code of 1986.

For membership information please use Contact form

About

Sponsors

Sponsors
Past Events

Past Events

09/04/2025

SEC Speaker Web Event: Anti-Money Laundering Regulatory Trends

David A. Cohen

Senior Counsel, Office of Market Intelligence, Bank Secrecy Act Group, SEC

08/07/2025

SEC Speaker Web Event: Recent SEC Accounting and Disclosure Cases: Lessons Learned

Pei Y. Chung

Associate Director, Division of Enforcement, SEC

05/29/2025

SEC Speaker Web Event: Recent SEC Cyber Security Cases: Lessons Learned

Mark Sylvester

Associate Director, New York Regional Office, Division of Enforcement, SEC

10/31/2024

SEC Speaker Web Event: 2025 upcoming SEC Examinations Priorities

Marshall Gandy
Senior Officer and National Associate Director of the Investment Adviser and Investment Company examination program in the SEC’s Division of Examinations

09/05/2024

Web Event: Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information overview

Melissa R. Hodgman

Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

03/21/2024

Web Event: SEC Division of Enforcement Tips Complaints and Referrals overview

Jennifer M. Carr

Branch Chief, SEC Enforcement Division’s Office of Market Intelligence

Contact

Thank you! Message sent.

Contact

Meeting Location:

1050 Connecticut Ave NW, Ste 1070

Washington, D.C. 20036

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Mailing Address:

11654 Plaza America Drive, Ste 260

Reston, VA 20190

Phone 703.988.6858

© 2020 by WDCCRT.ORG

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